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Section 111. Form 25
us SEC - C&DI - Exchange Act Forms
Question 111.01
Question: For securities that are being delisted from an exchange, may the Form 15 be filed prior to the effective date of the Form 25?
Answer: No. The effective date of a Form 25 for the delisting of an issuer’s securities may not be earlier than 10 days following the date on which such form is filed with the Commission. A Form 15 with respect to securities being delisted may not be filed prior to the effective date of the Form 25 for the delisting since Sections 12(g) and 15(d) are suspended during the period in which Section 12(b) applies. [September 30, 2008]
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