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233.01 Where a limited partnership voluntarily registered its securities under Section 12(g) of the Exchange Act in order to qualify those securities for sale to “direct participant” retirement plans, the Division staff would not provide relief under Sections 13(d), 13(g), and 13(e), since such relief would undermine the Department of Labor’s intent to require the protections of the Exchange Act reporting requirements for pension plan instruments. [September 30, 2008]

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