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Section 234. Item 501 — Forepart of Registration Statement and Outside Front Cover Page of Prospectus
us SEC - C&DI - Regulation S-K
234.01
Counsel for a company named Geo-Search was informed that if the company registered under the Exchange Act, the Division staff would not suggest a name change solely because there is an existing registrant named Geosearch. [July 3, 2008]
234.02
The cover page of a prospectus relating to a secondary equity offering, registered for the shelf pursuant to Rule 415, need not contain the tabular or other presentation required by Item 501(b)(3) where the offering will not be underwritten, the securities will be offered at the market, and brokerage commissions will be negotiated at the time of the offering. The reason is that no meaningful figures as to "price to the public" and "underwriter's discounts" would be available. [July 3, 2008]
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