Search within this section
Select a section below and enter your search term, or to search all click C&DIs
Favorited Content
Section 625. Rule 429 — Prospectus Relating to Several Registration Statements
us SEC - C&DI - Securities Act Rules
625.01 An issuer filed a registration statement on Form S-4 for a merger. Inadvertently, the number of shares registered was not sufficient to cover certain shares issuable upon the exercise of options during the period after the effective date of the registration statement but prior to the consummation of the merger.Rule 413(a)does not permit the registration of additional shares by post-effective amendment. Counsel was informed that: (1) it could rely on Rule 462(b)to prepare and file a short-form registration statement provided the amount to be registered was within the 20% limit and the other conditions were met; or (2) it could file a new registration statement that could be combined with the earlier registration statement pursuant to Rule 429. [Jan. 26, 2009]
This is a work of the U.S. Government
Link copied
